Ensure Seamless Fund Operations with Legal & Regulatory Certainty

Investment funds require robust operational frameworks, governance structures, and compliance controls to maintain investor confidence and regulatory approval. Poorly managed fund administration can lead to operational inefficiencies, regulatory enforcement, and investor disputes, making expert legal oversight essential.

At Adonis Advisory Group, we provide comprehensive legal and regulatory support to investment funds, ensuring their operations comply with global fund administration, investor protection, and financial reporting requirements. From fund governance and compliance monitoring to AML frameworks and investor onboarding, we help fund managers establish legally sound, efficient, and compliant fund operations.

Fund Administration & Operational Compliance Services

Fund Administration & Compliance Structuring

• Investment funds must establish clear administrative policies, investor reporting mechanisms, and operational governance structures to comply with regulatory requirements. 

  
  

• We assist fund managers in developing fund governance frameworks, structuring reporting obligations, and implementing compliance monitoring programs to meet the requirements of FCA, SEC, DFSA, FSRA (ADGM), CSSF, BVI FSC, and other global regulators.

  
  

Investor Onboarding & Due Diligence Compliance

• Investment funds must perform thorough investor due diligence (IDD), AML screening, and KYC verification to comply with anti-money laundering laws, FATF guidelines, and investor protection regulations.

  
  

• We assist in structuring investor onboarding policies, risk-based KYC procedures, and enhanced due diligence (EDD) frameworks, ensuring compliance with fundraising, securities, and financial crime prevention laws.

  
  

AML/KYC & Financial Crime Compliance for Investment Funds

• Fund administrators must implement AML programs, transaction monitoring frameworks, and suspicious activity reporting mechanisms to detect and prevent financial crime. 

  
  

• We provide risk-based AML policy structuring, investor screening solutions, blockchain analytics for digital assets, and compliance reporting systems that align with FATF standards, UAE AML regulations, and global financial crime compliance frameworks.

  
  

Fund Accounting & Regulatory Reporting Compliance

• Investment funds must maintain transparent financial records, investor disclosures, and compliance reporting systems to meet local and international regulatory requirements.

  
  

• We assist in structuring fund accounting frameworks, preparing financial statements in line with IFRS and GAAP, and ensuring compliance with tax reporting obligations such as FATCA and CRS.

Custody & Safekeeping Compliance

• Investment funds must implement secure asset custody, investor protection, and capital safeguarding mechanisms in compliance with AIFMD, MiFID II, and local fund management regulations.

  
  

• We advise on fund custody agreements, depositary structuring, and asset protection frameworks, ensuring funds meet investor security and fiduciary duty requirements.

Why Choose Adonis Advisory Group?

 Expert legal structuring for fund administration, investor compliance, and operational risk management.
Comprehensive AML, KYC, and financial crime prevention frameworks for investment funds.